Schedule 13G Amendment No. 3

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EOiphddohhoaCLCJi8l6tsJZM5j+3SA+rAUgtFqsnk7cjTBl5gPzZ4GzAVs6tavn xgW7IQS5czwDi1QLJsomug== 0001032210-03-000130.txt : 20030205 0001032210-03-000130.hdr.sgml : 20030205 20030205145859 ACCESSION NUMBER: 0001032210-03-000130 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ONYX SOFTWARE CORP/WA CENTRAL INDEX KEY: 0001014383 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911629814 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57781 FILM NUMBER: 03540537 BUSINESS ADDRESS: STREET 1: 3180 139TH AVENUE SE STREET 2: SUITE 500 CITY: BELLEVUE STATE: WA ZIP: 98005-4081 BUSINESS PHONE: 4254518060 MAIL ADDRESS: STREET 1: 3180 139TH AVENUE SE STREET 2: SUITE 500 CITY: BELLEVUE STATE: WA ZIP: 98005 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FREI BRENT CENTRAL INDEX KEY: 0001104916 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O ONYX SOFTWARE CORP STREET 2: 3180 139TH AVENUE SE SUITE 500 CITY: BELLEVUE STATE: WA ZIP: 98005 BUSINESS PHONE: 4254518060 MAIL ADDRESS: STREET 1: C/O ONYX SOFTWARE CORP STREET 2: 3180 139TH AVENUE SE SUITE 500 CITY: BELLEVUE STATE: WA ZIP: 98005 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 3 - BRENT FREI Schedule 13G Amendment No. 3 - Brent Frei

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 3)

ONYX SOFTWARE CORPORATION

(Name of Issuer)

COMMON STOCK, PAR VALUE $.01 PER SHARE

(Title of Class of Securities)

683401 101

(CUSIP Number)

DECEMBER 31, 2002

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

Page 1 of 6 Pages

CUSIP NO.

683401 101

Schedule 13G

Amendment No. 3

Page 2 of 6 Pages


1		NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Brent R. Frei

2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ¨ (b) ¨

3		SEC USE ONLY

4		CITIZENSHIP OR PLACE OF ORGANIZATION U.S.

NUMBER OF

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5 SOLE VOTING POWER

3,154,802

6 SHARED VOTING POWER

-0-

7 SOLE DISPOSITIVE POWER

3,154,802

8 SHARED DISPOSITIVE POWER

-0-

9		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,154,802

10		CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) ¨

11		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.2%

TYPE OF REPORTING PERSON (See Instructions)

Page 2 of 6 Pages

SCHEDULE 13G

Item 1(a). Name of Issuer.

This Schedule 13G relates to Onyx Software Corporation, a Washington corporation (the “Company”).

Item 1(b). Address of Issuer’s Principal Executive Offices.

The Company’s principal executive offices are located at 3180 – 139^th Avenue S.E., Suite 500, Bellevue, WA 98005, which address, on January 24, 2003, changed to 1100 112th Avenue NE, Suite 100, Bellevue, WA 98004.

Item 2(a). Name of Person Filing.

This Schedule 13G relates to Brent R. Frei.

Item 2(b). Address of Principal Business Office or, if None, Residence.

The business address of the reporting person is c/o Onyx Software Corporation, 3180 - 139^th Avenue S.E., Suite 500, Bellevue, WA 98005, which address, on January 24, 2003, changed to 1100 112th Avenue NE, Suite 100, Bellevue, WA 98004.

Item 2(c). Citizenship.

Mr. Frei is a United States citizen.

Item 2(d). Title of Class of Securities.

This Schedule 13G relates to the Company’s common stock, $.01 par value (the “Common Stock”).

Item 2(e). CUSIP Number.

The CUSIP number for the Company’s Common Stock is 683401 101.

Item 3.

If This Statement Is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing Is a:

(a) ¨

Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).

(b) ¨

Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).

Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).

(d) ¨

Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

Page 3 of 6 Pages

(e) ¨

An investment advisor in accordance with § 240.13d-1(b)(1)(ii)(E).

(f) ¨

An employee benefit plan or endowment fund in accordance with § 240.13-d-1(b)(1)(ii)(F).

(g) ¨

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).

(h) ¨

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).

(i) ¨

A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).

(j) ¨

Group, in accordance with § 240.13d-1(b)(1)(ii)(J).

Not applicable.

Item 4. Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in item 1.

The following describes the ownership of Common Stock by Brent R. Frei as of December 31, 2002:

(a)

Amount beneficially owned: 3,154,802 shares

(b)

Percent of class: 6.2%

(c)

Number of shares as to which the person has:

(i)

Sole power to vote or direct the vote: 3,154,802 shares

(ii)

Shared power to vote or to direct the vote: 0

(iii)

Sole power to dispose or to direct the disposition of: 3,154,802 shares

(iv)

Shared power to dispose or to direct the disposition of: 0

Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨.

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

Page 4 of 6 Pages

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

Not applicable.

Item 8. Identification and Classification of Members of the Group.

Not applicable.

Item 9. Notice of Dissolution of Group.

Not applicable.

Item 10. Certification.

Not applicable.

Pages 5 of 6 Pages

SIGNATURE

After reasonable inquiry and to best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 5, 2003


/s/ BRENT R. FREI
Brent R. Frei

Page 6 of 6 Pages

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